Daily Briefing, July 3
Schwab settles with the SEC Charles Schwab said it has settled a lawsuit with the Securities and Exchange Commission over claims the company failed to file reports on suspicious transactions by independent investment advisers that Schwab terminated from its online service. The lawsuit, filed Monday in San Francisco federal court, claims Schwab’s adviser services division failed to file suspicious activity reports in 2012 and 2013. Читать дальше...